-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VxlDv505xsuTlPWVl4+XpXQT6AH34AwF4jvlrFoA51zqwfTfA7ekNgXJM/pSNDax Mmy5ZrqfhgQDf5NoZBHPHw== /in/edgar/work/0000912057-00-046474/0000912057-00-046474.txt : 20001031 0000912057-00-046474.hdr.sgml : 20001031 ACCESSION NUMBER: 0000912057-00-046474 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20001030 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HARDINGE INC CENTRAL INDEX KEY: 0000313716 STANDARD INDUSTRIAL CLASSIFICATION: [3541 ] IRS NUMBER: 160470200 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: SEC FILE NUMBER: 005-20073 FILM NUMBER: 749299 BUSINESS ADDRESS: STREET 1: ONE HARDING DRIVE CITY: ELMIRA STATE: NY ZIP: 14902 BUSINESS PHONE: 6077342281 MAIL ADDRESS: STREET 1: ONE HARDINGE DRIVE CITY: ELMIRA STATE: NY ZIP: 14902 FORMER COMPANY: FORMER CONFORMED NAME: HARDINGE BROTHERS INC DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GREENLEE PAUL JR CENTRAL INDEX KEY: 0001127150 STANDARD INDUSTRIAL CLASSIFICATION: [ ] FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 1203 K STREET CITY: WASHOUGAL STATE: WA ZIP: 98671 BUSINESS PHONE: 5038059039 MAIL ADDRESS: STREET 1: 1203 K STREET CITY: WASHOUGAL STATE: WA ZIP: 98671 SC 13D 1 a2029000zsc13d.txt SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. ____)* HARDINGE INC. (Name of Issuer) Common Stock, Par Value $.01 (Title of Class of Securities) 412324 30 3 (CUSIP Number) Paul Greenlee, Jr., 1203 K Street, Washougal, WA 98671, Telephone: (503) 805-9039, with a copy to J. Philip Hunter, Esq., Sayles & Evans, One West Church Street, Elmira, NY 14901; Telephone: (607) 734-2271 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) October 27, 2000 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Sections 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. ___ NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Section 240.13d-7 for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5 Pages Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. CUSIP No. 412324 30 3 - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Paul Greenlee, Jr. S.S.# ###-##-#### - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [X] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS* Not Applicable - -------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [_] - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. - -------------------------------------------------------------------------------- 7. SOLE VOTING POWER NUMBER OF 1,822 SHARES ----------------------------------------------------------------- 8. SHARED VOTING POWER BENEFICIALLY OWNED BY 461,262 ----------------------------------------------------------------- EACH 9. SOLE DISPOSITIVE POWER REPORTING 1,822 PERSON ----------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER WITH 461,262 - -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 463,084 - -------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] - -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 5.21% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- Page 2 of 5 Pages SCHEDULE 13D ITEM 1. SECURITY AND ISSUER: Common Stock, Par Value $.01 ("Shares") Hardinge Inc. One Hardinge Drive P.O. Box 1507 Elmira, New York 14902 ITEM 2. IDENTITY AND BACKGROUND: (a) NAME Paul Greenlee, Jr. (b) RESIDENCE ADDRESS 1203 K Street Washougal, WA 98671 (c) PRESENT PRINCIPAL OCCUPATION None (d, e) LEGAL PROCEEDINGS None (f) CITIZENSHIP U.S.A. - State of Washington ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION: Paul Greenlee, Jr. has acquired Shares from time to time as gifts from family and becoming co-trustee and attorney-in-fact with others with respect to Hardinge Inc. Shares. As of the date hereof, 1,822 Shares are owned individually; 407,949 Shares are held as co-trustee of a trust for the benefit of himself and others; 53,313 Shares are held with two other individuals as attorney-in-fact for another. ITEM 4. PURPOSE OF TRANSACTION: Paul Greenlee, Jr. became a 5% owner on October 27, 2000 on his becoming a co-trustee of a trust holding 407,949 Shares, increasing the Reporting Person's ownership to 5.21% on said date. Mr. Greenlee has no plans to cause a change of control of Hardinge Inc. or to take any other action enumerated in Item 4 of Schedule 13D. Page 3 of 5 Pages ITEM 5. INTEREST IN SECURITIES OF THE ISSUER: (a) AGGREGATE NUMBER AND PERCENTAGE OWNED 463,084, 5.21% based on 8,886,871 shares outstanding on June 30, 2000 as reported by the Issuer. (b) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS: (i) sole power to vote or to direct the vote 1,822 (ii) shared power to vote or to direct the vote 461,262 (iii) sole power to dispose or to direct the disposition of 1,822 (iv) shared power to dispose or to direct the disposition of 461,262
(c) TRANSACTIONS DURING PAST SIXTY DAYS: On October 27, 2000, Mr. Greenlee became a co-trustee of a trust holding 407,949 Shares. (d) RIGHTS OF ANY OTHER PERSONS TO OWNED SHARES: Mr. Greenlee shares the power to vote with two other individual co-trustees with respect to 407,949 Shares. The beneficiaries (one of whom is Mr. Greenlee) of the trust of which Mr. Greenlee serves as co-trustee have the right to dividends received from, but do not have the right to the proceeds of the sale of, such Shares. Mr. Greenlee shares the power to vote with two other individuals as attorney-in-fact with respect to 53,313 Shares. Mr. Greenlee is aware of other persons with the right to receive or the power to direct and receive dividends from or the proceeds of the sale of, Shares, but to the best knowledge of Mr. Greenlee, none of such persons beneficially own more than 5% of the outstanding Shares, except those disclosed in public filings with the Securities and Exchange Commission. Mr. Greenlee disclaims beneficial ownership of 226,806 Shares held in two trusts by another for the benefit of Mr. Greenlee and others. (e) DATE UPON WHICH CEASED TO BE 5% BENEFICIAL OWNER: Not Applicable Page 4 of 5 Pages ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER: 407,949 Shares are held in trust and the power to vote and dispose is shared with two other individual trustees, Joan A. Sutantyo and Jeanne W. Ward and 53,313 Shares are held under power of attorney for another with the power to vote and dispose shared with two other individuals, Jane G. Joralemon and Douglas A. Greenlee. Mr. Greenlee expressly disclaims that his relationship with his co-trustees and said other attorneys-in-fact constitutes a group as such term is defined in Section 13(d)(3) of the Securities Exchange Act of 1934, as amended. ITEM 7. MATERIAL TO BE FILED AS EXHIBIT: None SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: October 27, 2000 Signature: /s/ Paul Greenlee, Jr. ----------------------------------- Name: Paul Greenlee, Jr. Page 5 of 5 Pages -----END PRIVACY-ENHANCED MESSAGE-----